In brief
This compliance officer role maintains regulatory standards and operational oversight across investment and pension activities. The work involves delivering proactive monitoring, performing root-cause analysis on breaches, and developing the compliance framework to support senior leadership.
Best for
Experienced compliance professionals with a background in pensions or investment operations.
Non-negotiable
Strong experience in a Compliance Monitoring, Internal Audit, Assurance, or Risk role required.
What you need
Required
Compliance monitoring
Clearly required in the listing
Internal audit
Clearly required in the listing
Risk management
Clearly required in the listing
Pensions operations
Clearly required in the listing
Investment operations
Clearly required in the listing
Data analysis
Clearly required in the listing
Communication
Clearly required in the listing
Management information reporting
Clearly required in the listing
Preferred
Monitoring framework development
Clearly required in the listing
GRC tools
Clearly required in the listing
Financial services qualifications
Clearly required in the listing
Your day-to-day
Deliver compliance monitoring
Clearly stated in the job description.
Investigate regulatory breaches
Clearly stated in the job description.
Perform horizon scanning
Clearly stated in the job description.
Produce management information
Clearly stated in the job description.
Enhance monitoring frameworks
Clearly stated in the job description.
Experience expected
Level
Mid-level
Based on what the listing states
Years of experience
Not stated
No clear years requirement found
Evidence from the listing
Experience level
“…le) Salary: Competitive, dependent on experience Are you an experienced compliance professional with strong monitoring, auditing, or assurance expertise gained in a pensions or investment environment?”
What's on offer
Full job description (from employer)⌄
Location: Liverpool City Centre Contract Type: Permanent, Full Time Hours: Monday-Friday, 35 hours per week (flexible) Salary: Competitive, dependent on experience Are you an experienced compliance professional with strong monitoring, auditing, or assurance expertise gained in a pensions or investment environment? This is an excellent opportunity to join a forward‑thinking compliance function at a pivotal moment, as the business transitions from traditional monitoring processes to more modern, data‑driven systems. We are looking for someone who can bring technical understanding, analytical capability, and operational awareness to strengthen our compliance oversight and help shape the future of our clients monitoring approach. About the Role Reporting to the Compliance Manager, the Compliance Specialist plays a key role in ensuring the business meets its regulatory obligations and maintains high operational standards across pensions and investment activities. You will be responsible for: Delivering proactive and risk‑based compliance monitoring Conducting detailed breach investigations and root‑cause analysis Performing horizon scanning to identify emerging regulatory or operational risks Producing high‑quality Management Information (MI) for senior leadership and the Board Supporting the development and enhancement of the compliance monitoring framework Key Skills & Experience Essential Strong experience in a Compliance Monitoring, Internal Audit, Assurance, or Risk role Solid understanding of pensions and/or investment operations, such as investment administration, fund operations, or pensions administration Excellent IT literacy and confidence using compliance platforms, databases, and reporting tools Strong analytical ability with experience interpreting complex data sets Clear and confident communication skills (written and verbal) Ability to work independently, manage competing priorities, and deliver work to tight deadlines Highly organised, proactive, and detail‑focused Experience producing MI and presenting insights to senior stakeholdersDesirable Experience developing or enhancing monitoring frameworks Knowledge of GRC tools or data‑driven monitoring solutions Relevant compliance, audit, or financial services qualifications What's on Offer A role with genuine influence over the business's compliance framework Opportunity to work directly with senior leadership and contribute to strategic improvements City‑centre Liverpool office with excellent transport links Supportive team environment with strong focus on development and progression 25 days holiday Cycle‑to‑work scheme Regular staff events Plus a range of additional benefits Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age
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Note
We generate this analysis from the job description. The listing may have changed since then, or the analysis may not be fully accurate — always check the original posting before applying.