Junior Compliance Analyst

CV-Library

£27,000–£31,000 a year

Liverpool

Location

Full-time

Job type

Permanent

Contract type

Hybrid

Work setup

Opens CV-Library in a new tab

In brief

This Junior Compliance Analyst role supports the intake of new clients and matters within a professional services environment. The work involves conducting due diligence checks, assessing risk profiles and resolving potential conflicts to ensure full regulatory compliance.

Best for

Graduates seeking a career in risk and compliance

Worth knowing

This is a 12-month fixed-term contract with a requirement to work from the Liverpool office at least three days per week.

What you need

Required

  • Communication

    Strongly implied by the listing

  • Attention to detail

    Strongly implied by the listing

  • Research skills

    Strongly implied by the listing

  • Analytical thinking

    Strongly implied by the listing

  • Stakeholder management

    Strongly implied by the listing

  • Organisational skills

    Strongly implied by the listing

  • Teamwork

    Strongly implied by the listing

  • Adaptability

    Strongly implied by the listing

Preferred

  • Client due diligence

    Strongly implied by the listing

  • Conflict analysis

    Strongly implied by the listing

  • Professional services experience

    Strongly implied by the listing

  • SRA conduct rules

    Strongly implied by the listing

  • University degree

    Strongly implied by the listing

  • Compliance database familiarity

    Strongly implied by the listing

Your day-to-day

  • Manage client and matter inception

    Clearly stated in the job description.

  • Conduct due diligence checks

    Clearly stated in the job description.

  • Carry out conflict searches

    Clearly stated in the job description.

  • Assess client risk profiles

    Clearly stated in the job description.

  • Maintain information barriers

    Clearly stated in the job description.

  • Provide compliance advice

    Clearly stated in the job description.

  • Support team projects

    Clearly stated in the job description.

Experience expected

Level

Entry level

Based on what the listing states

Years of experience

Not stated

No clear years requirement found

Evidence from the listing

Experience level

“Open to graduate applicants seeking to build a career in risk and compliance.Working Arrangements Hours: Monday to Friday, 9:30am - 5:30pm (with occasional early or late shifts: 8:00-16:00 or 11:00-19…”

What's on offer

Hybrid working
Full job description (from employer)⌄

An exciting opportunity has arisen for a Junior Compliance Analyst to join a busy and supportive Risk and Compliance team in Liverpool. This role is ideal for someone looking to develop a career in risk management, compliance, or client due diligence within a professional services environment. You will support the Business Acceptance Manager and Senior Analysts across all aspects of new client and matter intake, ensuring compliance with internal policies and regulatory requirements Key Responsibilities Manage day-to-day tasks relating to all aspects of client and matter inception. Conduct client due diligence checks and determine appropriate levels of due diligence in line with Anti-Money Laundering (AML) regulations. Carry out conflict searches and identify, resolve, or escalate potential conflict issues. Use internal and external databases to conduct research as part of the due diligence process. Assess risk profiles for new and existing clients and escalate concerns as required. Provide advice to colleagues on AML, inception, and conflict-related queries. Ensure information barriers are correctly created and maintained. Assist the wider Risk Team with ad hoc compliance queries. Participate in team and firmwide projects, supporting UK and international operations.Knowledge, Skills & Experience Previous experience in client due diligence or conflict analysis is beneficial but not essential. Experience in a professional services or legal environment is advantageous. Understanding of SRA or equivalent professional conduct rules relating to conflicts and confidentiality is an advantage. Strong written and verbal communication skills. Excellent attention to detail and ability to research and summarise findings clearly. Analytical thinker able to draw reasoned conclusions from data. Confident dealing with stakeholders at all levels. Organised, proactive, and adaptable with the ability to manage multiple priorities. Team player with a collaborative approach and willingness to support others. Comfortable adapting to new systems, processes, and technologies.Attributes Professional, client-focused, and solutions-oriented approach. Enthusiastic about risk management and compliance. Reliable, hard-working, and committed to continuous learning. Confident and articulate communicator. Able to use initiative and adapt communication style to suit different audiences. Understands the importance of aligning personal and team goals with business objectives.Education & Background A university degree is preferred. Experience in a professional, legal, or financial environment is advantageous. Familiarity with compliance databases and IT systems is desirable. Open to graduate applicants seeking to build a career in risk and compliance.Working Arrangements Hours: Monday to Friday, 9:30am - 5:30pm (with occasional early or late shifts: 8:00-16:00 or 11:00-19:00). Hybrid Working: Minimum of 3 days per week in the Liverpool office. 12 months FTC

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