In brief
This Junior Compliance Analyst role supports the intake of new clients and matters within a professional services environment. The work involves conducting due diligence checks, assessing risk profiles and resolving potential conflicts to ensure full regulatory compliance.
Best for
Graduates seeking a career in risk and compliance
Worth knowing
This is a 12-month fixed-term contract with a requirement to work from the Liverpool office at least three days per week.
What you need
Required
Communication
Strongly implied by the listing
Attention to detail
Strongly implied by the listing
Research skills
Strongly implied by the listing
Analytical thinking
Strongly implied by the listing
Stakeholder management
Strongly implied by the listing
Organisational skills
Strongly implied by the listing
Teamwork
Strongly implied by the listing
Adaptability
Strongly implied by the listing
Preferred
Client due diligence
Strongly implied by the listing
Conflict analysis
Strongly implied by the listing
Professional services experience
Strongly implied by the listing
SRA conduct rules
Strongly implied by the listing
University degree
Strongly implied by the listing
Compliance database familiarity
Strongly implied by the listing
Your day-to-day
Manage client and matter inception
Clearly stated in the job description.
Conduct due diligence checks
Clearly stated in the job description.
Carry out conflict searches
Clearly stated in the job description.
Assess client risk profiles
Clearly stated in the job description.
Maintain information barriers
Clearly stated in the job description.
Provide compliance advice
Clearly stated in the job description.
Support team projects
Clearly stated in the job description.
Experience expected
Level
Entry level
Based on what the listing states
Years of experience
Not stated
No clear years requirement found
Evidence from the listing
Experience level
“Open to graduate applicants seeking to build a career in risk and compliance.Working Arrangements Hours: Monday to Friday, 9:30am - 5:30pm (with occasional early or late shifts: 8:00-16:00 or 11:00-19…”
What's on offer
Full job description (from employer)⌄
An exciting opportunity has arisen for a Junior Compliance Analyst to join a busy and supportive Risk and Compliance team in Liverpool. This role is ideal for someone looking to develop a career in risk management, compliance, or client due diligence within a professional services environment. You will support the Business Acceptance Manager and Senior Analysts across all aspects of new client and matter intake, ensuring compliance with internal policies and regulatory requirements Key Responsibilities Manage day-to-day tasks relating to all aspects of client and matter inception. Conduct client due diligence checks and determine appropriate levels of due diligence in line with Anti-Money Laundering (AML) regulations. Carry out conflict searches and identify, resolve, or escalate potential conflict issues. Use internal and external databases to conduct research as part of the due diligence process. Assess risk profiles for new and existing clients and escalate concerns as required. Provide advice to colleagues on AML, inception, and conflict-related queries. Ensure information barriers are correctly created and maintained. Assist the wider Risk Team with ad hoc compliance queries. Participate in team and firmwide projects, supporting UK and international operations.Knowledge, Skills & Experience Previous experience in client due diligence or conflict analysis is beneficial but not essential. Experience in a professional services or legal environment is advantageous. Understanding of SRA or equivalent professional conduct rules relating to conflicts and confidentiality is an advantage. Strong written and verbal communication skills. Excellent attention to detail and ability to research and summarise findings clearly. Analytical thinker able to draw reasoned conclusions from data. Confident dealing with stakeholders at all levels. Organised, proactive, and adaptable with the ability to manage multiple priorities. Team player with a collaborative approach and willingness to support others. Comfortable adapting to new systems, processes, and technologies.Attributes Professional, client-focused, and solutions-oriented approach. Enthusiastic about risk management and compliance. Reliable, hard-working, and committed to continuous learning. Confident and articulate communicator. Able to use initiative and adapt communication style to suit different audiences. Understands the importance of aligning personal and team goals with business objectives.Education & Background A university degree is preferred. Experience in a professional, legal, or financial environment is advantageous. Familiarity with compliance databases and IT systems is desirable. Open to graduate applicants seeking to build a career in risk and compliance.Working Arrangements Hours: Monday to Friday, 9:30am - 5:30pm (with occasional early or late shifts: 8:00-16:00 or 11:00-19:00). Hybrid Working: Minimum of 3 days per week in the Liverpool office. 12 months FTC
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Note
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